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Articles- Part III
Notes on Transference: Universal Phenomenon and Hardest Part of
Analysis
Brian Bird
Journal of the American Psychoanalytic Association 20 (1972): 267-301
As an introduction I would like to make a few general remarks about transference as I
see it. Transference, in my view, is a very special mental quality that has never been
satisfactorily explained. I am not satisfied, for instance, either with what has been
written about it or with its use in analysis. To me, our knowledge seems slight, and our
use limited. This view, admittedly extreme, is possible only because transference is such
a very remarkable phenomenon, with a great and largely undeveloped potential. I am
particularly taken with the as yet unexplored idea that transference is a universal mental
function which may well be the basis of all human relationships. I even suspect it of
being one of the mind's main agencies for giving birth to new ideas, and new life to old
ones. In these several respects, transference would seem to me to assume characteristics
of a major ego function.
I tend to go along with those who consider transference unique as it
occurs in the analytic situation, and with those who hold that the analysis and resolution
of a transference neurosis is the only avenue to the farthest reaches of the mind. It is
also my belief that transference, in one form or another, is always present, active, and
significant in the analytic situation. From this it should follow that rarely is there a
need to give up on the transference or to doubt that everything that goes on in analysis
has a transference meaning. I would also be inclined to agree with those, perhaps few in
number, who harbor the idea that analysts themselves regularly develop transference
reactions to their patients, including periods of transference neurosis, and that these
transference reactions play an essential role in the analytic process.
Finally, I want to point out that this paper is not a comprehensive
study of transference. Nor is it a review paper, for, with the exception of a few
references to some of Freud's writings, there is little or no mention of what has been
written on the subject by others. As to how transference works, it seems likely there are
more questions than answers. Therefore, I hope it will be understood that what I say is
for question-raising, and anything sounding like an answer should be especially
questioned.
SOME VIEWS ON FREUD AND TRANSFERENCE
As a prefatory remark about Freud and transference, the observation can be
offered that Freud wrote only briefly about transference and did so, in the main, before
1917. Another observation which can rarely be made about Freud's works, and which everyone
may not agree with, is that, with one or two exceptions, what he did write on transference
did not reach the high level of analytical thought which has come to be regarded as
standard for him. Some indication of what his contributions consist of is given by the
editors of the Standard Edition, who list them in several places. One of the longer lists,
in a footnote on page 431 of Volume 16, includes six references: "Studies on
Hysteria" with Breuer (1895), the Dora paper (1905), "The Dynamics of
Transference" (1912), "Observations on Transference-Love" (1915), the
chapter on transference in the Introductory Lectures (1917), and "Analysis Terminable
and Interminable" (1937). Although the editors in no sense suggest that these six
papers include everything Freud wrote on the subject, it does seem evident that,
considering the essential importance of transference to analysis, he wrote little.
Moreover, the three papers in which transference is the specific theme, "The Dynamics
of Transference," "Transference-Love," and the transference chapter in the
Introductory Lectures, come across as perhaps his least significant contributions.
Freud's first direct mention of transference occurs in "Studies on
Hysteria" (1895). His first significant reference to it, however, did not appear
until five years later when, in a letter to Fliess on April 16, 1900, he said (Freud,
1887-1902) he was "beginning to see that the apparent endlessness of the treatment is
something of an inherent feature and is connected with the transference" (p. 317). In
a footnote to this letter the editors state that, "This is the first insight into the
role of transference in psychoanalytic therapy."
Despite these early references, it seems correct to say that yet
another five years was to go by before the phenomenon of transference was actually
introduced. Even then the introduction was far from prominent, for it was tacked on like
an afterthought as a four-page portion of a postscript to what was perhaps Freud's most
fascinating case history to date, the case of Dora (1905, pp. 116-120).
Using data from Dora's three-month-long, unexpectedly terminated
analysis, and especially from her dramatic transference reactions which had taken him
quite unawares, Freud now gave to transference its first distinct psychological entity and
for the first time indicated its essential role in the analytic process. His account,
although in general more than adequate-in fact elegant and remarkably
"finished"-was brief, almost laconic, and perhaps not an entirely worthy
introduction to such a truly great discovery. What was uniquely great was his recognizing
the usefulness of transference. In his analysis of Dora he had noted not only that
transference feelings existed and were powerful, but, much to his dismay, he had realized
what a serious, perhaps even insurmountable, obstacle they could be. Then, in what seems
like a creative leap, Freud made the almost unbelievable discovery that transference was
in fact the key to analysis, that by properly taking the patient's transference into
account, an entirely new, essential, and immensely effective heuristic and therapeutic
force was added to the analytic method.
The impact on analysis of this startling discovery was actually much
greater and much more significant than most people seem to appreciate. Although the role
of transference as the sine qua non of analysis was and is widely accepted, and was
so stated by Freud from the first, it has almost never been acclaimed for having brought
about an entire change in the nature of analysis. The introduction of free association to
analysis, a much lesser change, received and still receives much more recognition.
One of the reasons for the relatively unheralded entry of transference
into analysis may have been the circumstances of its discovery. Although Freud's new ideas
were recorded as if they arose as a sudden inspiration during the Dora analysis, they may
in fact have developed somewhat later. In the paper's prefatory remarks, for instance,
Freud (p. 13) said he had not discussed transference with Dora at all, and in the
postscript (p. 119), he said he had been unaware of her transference feelings. Also
pointing to a later discovery date is the extraordinary delay in the paper's publication.
According to the editors' note (p. 4), the paper had been completed and accepted for
publication by late January 1901, but this date was then actually set back more than four
and a half years until October 1905. The editors add: "We have no information as to
how it happened that Freud . . . deferred publication." In my opinion, his reason may
have been that only during those four and a half years, as a consequence of his own
self-analysis, did he come to an understanding of the significance of the transference.
Only then may it have been possible for him to turn again to the Dora case, to apply to it
what he had learned in himself, to write his beautiful essay as part of the post-script,
and at last to release the paper for publication.
Freud's self-analysis has been considered from many angles, but not
significantly, as far as I know, from the standpoint of transference. Opponents of the
idea that there is such a thing as definite self-analysis, some of whom say it is
impossible, generally object on grounds that without an analyst there can be no
transference neurosis. Freud clearly demonstrated, I think, the situation that may be
necessary to fill this need: self-analysis may require at least a half-way satisfactory
transference object. In Freud's case, the main transference object at this time seems to
have been Fliess, who filled the role rather well. As with any analyst, his
"real" impact on Freud was slight. He was essentially a neutral figure,
relatively anonymous and physically separate. All of this, plus Fliess's own reciprocal
transference reactions, made it possible for Freud to endow Fliess with whatever qualities
and whatever feelings were essential to the development of Freud's transference, and, it
should be added, his transference neurosis. In the end, of course, the transference was in
part resolved. Freud's eventual awakening to the realization of the presence within him of
such strange and powerful psychological forces must have come as a stupendous
disillusionment, directed not only toward Fliess but toward himself, and yet his
subsequent working out of some of these transference attachments must have b6en both an
intellectual triumph and an immensely healing and releasing process.
It was this event, the development, the discovery, and then the
resolution within himself of the complexities of the transference neurosis, that
constituted the actual center of his self-analysis, and it was this event that was the
beginning of analysis as we know it. In the years following this revolutionary discovery,
the central role of transference in analysis gained remarkably wide acceptance, and it has
easily held this central position ever since. What the substance of this central position
consists of, however, is something of a mystery, for, in my opinion, nothing about
analysis is less well known than how individual analysts actually use transference in
their day-to-day work with patients. At a guess, because each analyst's concept of
transference derives variably but significantly from his own inner experience,
transference probably means many different things to different analysts.
In the same individually determined way, even Freud's own pupils must
have differed on this issue, not only from him but from each other. Although some of their
differences may have been slight, others may have contributed significantly to later
analytic developments. A question could be raised, for instance, whether differences in
handling the transference which at first were the property of one analyst gradually
developed into formal clinical methods used by many, and whether these clinical methods,
after having been conceptualized, served as the beginning of various divergent schools of
analysis. Such an occurrence, consistent with my belief that analytic ideas do arise in
this way, primarily out of transference experiences in the analytic situation, would lead
to the question whether the history of the ideological differences among various schools
might be found to be more consistently traceable to idiosyncratic differences in what was
actually said and done in response to transference reactions than to any other factor.
Whatever the case, many differences and divergencies did occur among the early analysts,
and all of them, I suspect, had to do in some major way with differences in the handling
of the transference.
Strangely, Freud himself seems to have taken little part in influencing
this rapid and divergent period of growth. Usually accused of being too dominating in such
matters, Freud seems to have done just the opposite during the development of this most
critical aspect of analysis, the process itself, and, for reasons unknown, detached
himself from it.
What was needed, one might be inclined to say, was not leadership in
the form of domination, but leadership in trying to provide what was lacking, and to me is
still lacking, namely, an analytical rationale for transference phenomena. The question
must be asked, of course, whether in fact this would have been a good thing at that
particular time in psychoanalytic history. Perhaps not. The exercise of closure, which
Freud's structuring might have amounted to, although adding to understanding and stability
at a certain theoretical level, could at another level, as such closures have often done,
have placed many obstacles in the way of further analytical developments. Thus, his
leaving the matter of transference wide open, even though it led to confusion and
uncertainty, may have been just as well.
In many ways the closest Freud ever came to establishing a formal
analytical rationale for transference was his first attempt, in the postscript to the case
of hysteria (1905). These few pages are, in my opinion, among the most important of
all Freud's writings, outweighing by far the paper to which they are appended. Yet, I
suspect, the case of Dora has always been taught as an entity rather than, as I would have
it, ancillary to the essay on transference. In that essay Freud was clear: his ideas
revealed tremendous insights and promised more to come. Imagine his being able to say at
this early time that during analysis no new symptoms are formed, and that, instead, the
powers of the neurosis are occupied in creating a new edition of the same disease. Just
think of the analytic implications of his saying that this "new edition"
consists of a special class of mental structures, for the most part unconscious, having
the peculiar characteristic of being able to replace earlier persons with the person of
the analyst, and in this fashion applying all components of the original neurosis to the
person of the analyst at the present time. Surely as profound a statement as any he ever
made.
Then he goes on to say that there is no way to avoid transference, that
this "latest creation of the desire must be combated like all the earlier ones"
(P. 116), and that, although this is by far the hardest part of analysis, only after the
transference has been resolved can a patient arrive at a sense of conviction of the
validity of the connections which have been constructed during analysis.
He concludes by saying: "In psychoanalysis . . . all the patient's
tendencies, including hostile ones, are aroused; they are then turned to account for the
purposes of the analysis by being made conscious, and in this way the transference is
constantly being destroyed. Transference, which seems ordained to be the greatest obstacle
to psychoanalysis, becomes its most powerful ally . (p. 1 17).
These remarkable observations, written in declarative style, with no
hint of vacillation, vagueness, or ambivalence, convey a sense of deep conviction that
could arise, one feels, only from Freud's own hard-won inner experience. Nowhere is there
a suggestion that transference is a mere technical matter. Far from it. Here, in these few
lines, Freud announces that he has come upon a new and exciting kind of mental function,
or, as I believe, a new and exciting kind of ego function.
Very quickly, however, Freud's conviction seems to have failed him.
Nothing he wrote afterward about transference was at this level, and most of his later
references were a retreat from it. For instance, he never did develop the promising idea
that the mind constantly creates new editions of the original neurosis and includes in
them an ever-changing series of persons. Instead, he tended to become less specific, even
referring to transference at times in broad terms as if it were no more than rapport
between patient and analyst, or as if it were an interpersonal or psycho-social
relationship, concepts which, of course, a great many analysts have since adopted, but
which were not part of Freud's original ideas.
Perhaps his most persistent deviation was an on-and-off tendency to
regard transference merely as a technical matter, often writing of it as an asset to
analysis when positive and a liability when negative. Significantly, because it indicated
that an active struggle was still going on within him, Freud occasionally expressed once
again, even though briefly, his earlier insights, particularly his idea that transference
is an essential although unexplored part of mental life. An example of this appears in his
otherwise quite indifferent account of transference in "An Autobiographical
Study" (1925). Transference, he says, "is a universal phenomenon of the human
mind . . . and in fact dominates the whole of each person's relations to his human
environment" (p. 42). In these few words Freud again made the point, and in
declarative fashion, that transference is a mental structure of the greatest magnitude.
But he never really followed it up.
Rather extensive evidence of his departure from the original concept
and of his continuing struggle with that concept is seen most clearly, I believe, in one
of his last and one of his greatest works, "Analysis Terminable and
Interminable" (1937). To my narrowly focused eyes, "Analysis Terminable and
Interminable" is much more than a courageous, brilliant, and pessimistic appraisal of
the difficulties and limitations of analysis. Although transference is little mentioned in
the paper, a great deal about it comes through, some quite directly, some by easy
inference. When looked at in this way, two themes stand out: Freud's personal frustrations
with the enigmas of transference, and his tacit placing of transference in the very center
of success and failure in analysis, both as a therapy and as a developing science. What
also comes through, to me, is the perplexing realization of how far Freud had, by now,
seemingly moved away from his original concepts. Or had he?
It is utterly perplexing, for instance, in reading his otherwise
brilliant discussion of the ending of an analysis, to find that he makes no mention of
what he had said so compellingly in this connection 30 years earlier: that for analysis to
be effective, there must be a transference neurosis and that this neurosis must be
resolved in the analytic situation.
His 1937 discussion of the negative side of transference is equally
perplexing. Referring (pp. 221-222) to what is assumed to be Ferenczi's latedeveloping
antagonism and to Ferenczi's rebuke that the negative transference should have been
analyzed, Freud explains the situation rather lamely, it seems to me, by saying that even
if such negative feelings had been detected in latent form, it was doubtful that the
analyst had the power to activate them short of some unfriendly piece of behavior in
reality on the analyst's part. Further on (p. 223), he also raises the question whether it
is wise to stir up a pathogenic conflict which is not betraying itself. Contrast these
views with his 1905 statement: "In psychoanalysis . . . all the patient's tendencies,
including hostile ones, are aroused . . ." And in the next sentence,
"Transference, which seems ordained to be the greatest obstacle to psychoanalysis,
becomes its most powerful ally . . ." (p. 117). Here, it seems to me, Freud is saying
that transference is precisely the power which is able to arouse "all the patient's
tendencies," even latent ones, even ones which do not betray themselves, and that
this arousal is not a matter of being wise or unwise but of being essential.
Other evidence of his strange and at least partial removal of
transference from analysis appears where he says: ". . . we can only achieve our
therapeutic purpose by increasing the power of analysis to come to the assistance of the
ego. Hypnotic influence seemed to be an excellent instrument . . . but the reasons for our
having to abandon it are well known. No substitute for hypnosis has yet been found"
(1937, p. 230). As I read it, this statement seems to be a paradox. What about
transference? Is not transference this very power, the power Freud now says we have not
yet found? Indeed, what better definition of transference could there be than to say,
using Freud's words, that when properly taken into account, transference increases, in the
most exquisite way, "the power of analysis to come to the assistance of the
ego"? Is this not precisely what transference does? Is this not what Freud had
earlier said its function was? Again, toward the end of the paper (p. 247), in an
otherwise masterful discussion of difficulties contributed by the individuality of the
analyst, he fails almost completely to direct these difficulties to their most obvious
source, the countertransference.
This fluid, inconstant, and ever-shifting state of Freud's views on
transference may be explained, I believe, by the fact that for so much of his life he was
himself deeply engaged in transference situations with many different persons. It should
not be forgotten that Freud's discoveries were made primarily on himself. His primary
sources were his own transference experiences. This, I suspect, was the principal
executive agent of Freud's genius: his great capacity to become deeply involved in and to
resolve myriad transference feelings, and then to derive from such experiences the basic
principles governing them. One has to wonder, of course, whether this creative process was
in any way unique with Freud. Perhaps not. Perhaps all great discoveries, or at least all
"creative leaps," are made, via the transference, within the discoverer's own
person. Perhaps all monumental breachings of the confines of the known depend not only
upon the basic givens of genius but upon a capacity for greatly heightened cathexis of
certain ego apparatuses, a development which, in turn, may require the kind of power
generated by the ego only in a transference situation.
In this connection I would like to mention Isaac Newton, whose
revolutionary discoveries were so far-reaching and so immense as to place him among the
greatest geniuses of all time. My sketchy knowledge suggests that the circumstances of
Newton's staggering creative breakthroughs might be profitably studied from the standpoint
of transference and of transference's possible role in hypercathecting Newton's
tremendously rich and expanded inner resources. The circumstances I refer to were unusual.
In his third and fourth years at Cambridge as a bright but not remarkable student, he
worked with and was encouraged by a gifted mathematician who was one of the few who
recognized Newton as being something special. In 1665 the Great Plague forced the
University to close for 18 months, and the students were dispersed. Newton went to his
mother's house in the small village of his birth and he stayed there almost the entire
time, completely cut off from all colleagues and practically isolated from the world.
There, according to Andrade (1954), at the age of 23 and 24, alone with his mother and his
thoughts, "the young Newton mastered the basic laws of mechanics; convinced himself
that they applied to heavenly as well as to earthly bodies and discovered the fundamental
law of gravitational attraction: invented the methods of the infinitesimal calculus: and
was well on his way to his great optical discoveries" (p. 50). Other developments in
Newton's long life might also be studied from the point of view of transference and
creative productivity. Of particular interest are the intense and often stormy relations
with his colleagues and the great impact these changing friendships and enmities may have
had on his creativity.
In the case of Freud, the perplexing attitudes he took toward
transference, his vacillations, contradictions, and omissions, his great insight and his
apparent obtuseness, may all have reflected changes and phases of what was then going on
in him with respect to the level and quality of his transference attachments to people,
and his attempts to resolve and understand those attachments. In this respect, it might be
scientifically rewarding to study Freud's personal data, particularly his letters, for
evidence of transference reactions in his relations with various persons, and, taking the
study a step further, for evidence of causal connections between the content or nature of
these relationships and the particular analytic developments he was working on at the
time.
Although the constant activity of Freud's great transference capacity
was essential to his genius, it may also have been the very thing that prevented him from
giving to transference itself the highly cathected and creative attention he gave, with
such success, to many other subjects; and, because he did not, transference never attained
a cohesive and stable analytic entity.
TRANSFERENCE: THE HARDEST PART OF ANALYSIS
Without being entirely aware of doing so, most of us have tended to follow and to
extend Freud's somewhat meandering transference path. And, like Freud, we have moved
steadily away from his original concepts. How far we may have moved is uncertain, but a
milestone of sorts, indicating how far we may have gone by 1952, is recorded in Orr's
paper "Transference and Countertransference: A Historical Survey" (1954). Off
sums it up this way: "Most, if not all, recent psychoanalytic articles concerned with
technique agree that handling of the transference continues to be the sine qua non of
the treatment." But things were changing. "Increasingly," Orr says,
'handling' is taken to mean 'manipulation' in one form or another, and with the intensity
of the transference or the depth of the therapeutic regression the points at issue."
And although Off could say that "the development, interpretation and resolution of
the transference neurosis in the analytic relationship is still the hallmark of
psychoanalysis for perhaps a majority of analysts today," he added the qualification
that "for a considerable minority this is by no means the case, or at least not
without considerable attenuation and modification" (p. 646).
By 1952, therefore, it seems possible that a great many analysts may
have already given up on rigorous concepts of the transference neurosis and on a rigorous
handling of it. The extent of this giving up, I think, is not surprising. Freud himself
seems to have anticipated it even from the beginning, for in his 1905 paper, on page 116,
he says: "This [the transference] happens . . . to be by far the hardest part of the
whole task." Then he adds this most remarkable sentence: "It is easy to learn
how to interpret dreams, to extract from the patient's associations his unconscious
thoughts and memories and to practice similar explanatory arts . . . " This short
statement, I believe, was intended to be a warning: the transference, Freud implies, is so
hard to work with that we will be tempted to attenuate, modify, or even omit it. But if we
do this, the warning goes on, analysis will be reduced to an explanatory art.' The general
sense of this warning seems clear, but Freud's stated reason why transference is so hard
to work with scarcely matches the seriousness of the warning. "Transference," he
says, ". . . has to be detected almost without assistance and with only the slightest
clues . . . " Is this all there is to it? Or is Freud's warning in response to yet
another reason? Is he saying, as I think likely, how very hard it is on the analyst to
work effectively with the transference neurosis? We forget sometimes that a neurosis is
based upon conflict and that what is specific about a transference neurosis is the active
involvement of the analyst in the central crunch of this conflict. The wear and tear of
this abrasive experience can be considerable and must surely be one of the major reasons
some analysts pull away from the transference neurosis and away from analysis itself. Yet
if analysis is to proceed successfully, if a transference neurosis is to develop and be
analyzed, the analyst cannot pull away, cannot merely sit back, observe, interpret, and
"practise similar explanatory arts. " In addition, via the influence of the
analytic situation, the patient must be enabled to include the analyst in his neurosis,
or, as it were, to share his neurosis with the analyst. Only in this way, it seems, can
the patient effectively reawaken the early stages of his neurosis, only in this way can
its latent parts and forces be rendered sufficiently identifiable and functional to be
available for analysis.
Accomplishing this is not easy. By the time a patient comes to
analysis, his neurosis has moved a long way from where it began. Not only will it have
gone through many changes and phases but, in all likelihood, it will have established
itself as a rather fixed, walled-off, and independent institution. As a consequence, the
drives and defenses originally involved in creating the neurosis may now act mainly within
the confines of this neurotic institution and may no longer respond readily to
extraneurotic influences. The only force powerful enough to bring the constituents of this
encapsulated structure back into the main stream of the patient's mental functioning seems
to be the transference neurosis. Bringing this about, calling as it does for the active
inclusion of the analyst in the patient's neurosis, is probably, as perhaps Freud meant,
the hardest part of analysis; but, as he also may have meant, it is what analysis is all
about, it is what the analytic situation is set up to do, and it is why definitive
analytic work leans so heavily upon the analyst's skilled fortitude.
Admittedly, many potential dangers attend the analyst's becoming
involved in the patient's neurosis. The commonest would seem to be the analyst's
unawareness of his own reciprocal transference reactions. A more subtle danger threatens
when the analyst, although understanding his own transference, gains his insights so
exclusively from this inner source that he pays little or no attention to the possible
inapplicability of these insights to the patient's current transference developments.
Although these and other problems with the analyst's transference involvement are
obviously serious, the alternatives are not particularly inviting, for I have yet been
unable to find evidence that a "safe" analysis, in which such dangers do not
arise, has much chance of reaching the patient where he need to be reached.
In view of how hard the whole thing is, can it be too speculative to
believe that Freud's 1905 prediction may have come true, that, as an act of self-defense,
handling of the transference has been steadily attenuated until analysis has finally
become, in a great many hands at least, an explanatory art?
TRANSFERENCE AND TRANSFERENCE NEUROSIS
Although things may not have gone quite this far, I do believe they have reached
a point where most analysts nowadays work only with transference feelings. They either
ignore the transference neurosis or believe, as anyone has a right to, that there are no
significant differences between a transference neurosis and other transference reactions,
that transference is simply transference. For myself, I believe just the opposite: there
are differences, and they are significant. And I feel sure that if we could only learn
more, a great deal more, about both transference and transference neurosis, life would be
easier for the analyst and analysis would be better for the patient.
For me, the transference neurosis is essential to the analytic
situation. Not the whole of it by any means, or even the most of it, but essential.
Sharing a place with the transference neurosis are at least two other kinds of
relationships: one based on ordinary transference feelings and the other on reality
considerations-those of a patient to his doctor. These three share the time, as it were.
All are important, all overlap, but each is specific. Each comes and goes, appearing and
disappearing in response to a seemingly endless number of influences. The easiest
relationship to maintain and to work with, and the one most generally used in analysis, is
characterized by the patient's almost constant attribution of transference feelings to the
person of the analyst. The most difficult relationship to establish and to work with, the
one most easily lost hold of, the one that is essential if definitive analytic work is to
be done, is the transference neurosis. The one most likely to interfere with the others,
and often the hardest to exclude, is the reality relationship.
In my view, as I have said, a transference neurosis differs
fundamentally from those transference feelings which a patient experiences and expresses
during much of the analytic time. When I think of transference, I think of feelings, of
reactions, and of a repetition of past events; but when I think of transference neurosis,
I think literally of a neurosis. A transference neurosis is merely a new edition of the
patient's original neurosis, but with me in it. This new edition is created, for reasons I
wish I knew more about and in ways that are quite perplexing, by the patient's shifting
certain elements of his neurosis onto me. In this way he replaces in his
neurosis mental representations of a past person, say his father, with mental
representations of me. Although this maneuver would make it seem that the patient now
regards me as his father, the actual situation is somewhat different. Because the maneuver
is basically intrapsychic and deals with specific elements of his neurosis, I come to
represent, not his father, but an aspect of his neurosis which, although contributed to by
early, primarily oedipal experiences with his father, is now an intrapsychic structure of
its own.
As I see it, this is quite different from what happens in a simple
transference reaction. In a transference reaction, the patient displaces certain cathexes
from early memories of his father to me, as if in the present. This is transference in its
universal sense; it is the means of displacing feelings and attachments from one object to
another, and of repeating the past in the present. In this process the two separate
identities-the father and I-are merged, but the patient's own identity and my identity
remain clear and separate. This is not the case with a transference neurosis. There the
patient includes me somehow in the structure, or past structure, of his neurosis. As a
result of the process the identity difference between him and me is lost, and for the
moment and for the particular area affected by the transference neurosis, I come to
represent the patient himself. More specifically, I come to represent come complex
of the patient's neurosis or some element of his ego, superego, drives, defenses, etc.,
which has become part of his neurosis. I do not, however, represent as such actual persons
from the past, except in the form in which they have been incorporated into the patient's
neurotic organization.
May I present an example of what I mean? For the first two years of a
young man's analysis, he became increasingly affected by one of his most crippling
characteristics: an inability to get things done. Although generally stiff, rigid, and
inhibited, there was more than this to his inability to act. Faced with a situation in
which he should take specific action, he would balk and withhold such action in a
procrastinating, stubborn, helpless, and often harmful way. Historically, throughout the
patient's childhood, this characteristic led his mother into endless nagging at him to get
things done, and, when nagging did no good, in her frustration she wound up doing them for
him. It was not surprising, I think, that in analysis I came to play the same role and
that eventually my interpretations came to be regarded either as nagging or as my doing
his work for him. Although the patient easily recognized the similarity of this to what
had gone on in childhood, disappointingly he gained nothing analytically useful from it.
One reason he did not, which took me quite a while to discover, was
that the act of interpretation itself had become deeply involved in the
transference. With this change, the content lost its importance, and instead he
reacted to almost everything I said, interpretation or not, as if I were nagging him or
doing something for him. But there was more to it than this. Upon realizing that such a
shift had taken place, I became much less interpretive, in 'fact much more quiet all
around. Surprisingly, the patient responded to my substantial quietness as if it did not
exist. He went right on talking about one situation after the other in which he had failed
to act, and went right on feeling that I was nagging and acting for him, although now I
rarely even commented on what he reported.
This peculiar behavior, I suspected, indicated that still another shift
had occurred. This was no longer a simple transference reaction, and I no longer
represented a mother-object. This was a transference neurosis. In it his representation of
me, now internalized, stood for certain elements of his neurosis, particularly, it seemed,
elements of his ego and superego. In effect, the conflict was now remarkably
self-contained; he was now nagging himself and doing things for himself. Upon noting this
shift, I did my best to explain it to the patient and to speculate on what was revealed by
it. What seemed most apparent was that in this way he was revealing a significant capacity
to take over his own affairs and to be effective in getting things done, and that indeed
the very strength of this drive might be a central factor causing his ego in his neurosis
to react against it.
The patient responded to this formulation with a sense of its aptness.
He began to appreciate the internal, personal, and conflicting nature of his neurosis and
to accept some responsibility himself for his troublesome behavior. He also recalled
periods of time when he had in fact been active and aggressive and had had no difficulty
getting things done. Following these inner discoveries, but only then, we were able
to explore with meaning some of the origins of his problems as they concerned his
relations with his mother.
In this particular instance, interpreting the transference neurosis in
this specific way made a significant difference, a difference which effectively made this
phase of the patient's analysis more than "an explanatory art." Very often, of
course, this difference may not matter. The target, after all, is immense, and in whatever
form an interpretation is made, if it is aimed generally in the right direction, it may
have an impact. But when the difference does matter, as it commonly does, it may matter
very much.
It is also true, of course, that the transference neurosis is not
always available to work with. Being an on-and-off thing, as I believe it to be, there may
be long periods when it is not in evidence. This means that the bulk of the
bread-and-butter work of analysis is carried on largely in a transference relationship
that is broader and less specific than a transference neurosis. Interpretations and
constructions based on material evoked by these day-today transference reactions enable
the patient's neurosis to unfold, and his character structure to come into clearer view.
When the process goes further, as it may, the infantile neurosis may be retrieved from
limbo and some of its vicissitudes may be traced. Doing this much is a great deal, but,
much as it may seem it will not reach all the way to the center of the patient.
This can happen, in my experience, only if the persistent and effective
handling of the daily transference reactions, along with everything else it does, sets the
stage for the appearance of episodes of transference neurosis. These may be short or long,
clamorous or silent, but, in whatever way they appear, they will provide an opportunity to
carry analysis the further step that does promise to reach the patient as nothing else
can. It is this further step, however, which, because it is the hardest part of analysis,
may never be taken.
Adding to whatever else makes this further step hard, are difficulties
caused by transference itself: transference and transference neurosis are both subject to
such serious limitations, interferences, and distortions that they may be very slow to
develop, or they develop in such ways that long periods of analysis must go by before they
reach a useful and workable state. Some of these interferences are iatrogenic, some seem
to be a specific feature of the kind of disorder affecting the patient, and some may be
inherent limitations in the phenomenon of transference itself. What I propose to do for
the remainder of the paper is to comment on some of these interferences and limitations.
THE IMPACT OF REALITY ON TRANSFERENCE
"Reality" is a difficult word to use to everyone's satisfaction or even
to one's own satisfaction. In this instance I use it rather arbitrarily to designate the
direct, here-and-now impact of the analyst upon the patient. Reality, in this sense,
contrasts with the impact the analyst has through his representation in the patient's
fantasy life, neurosis, and transference. Since both kinds of impact seem always to
coexist and since the former--the analyst's real impact--may be the worst enemy of the
transference, the matter of their differentiation is possibly the most challenging aspect
of analysis.
The analytic situation, which is set up to shut out ordinary reality
intrusions, cannot and possibly should not exclude them all. In the beginning months, for
instance, reality inevitably has the upper hand. The analyst, the office, the procedure,
are all overwhelmingly real. Everything is strange, frightening and exciting, gratifying
and frustrating. Until the patient can test it and orient himself to it, the impact of
this reality is usually so great that even an ordinary useful transference relationship
cannot be expected to develop.
Perhaps the most confusing aspect of this beginning period is the
frequent appearance in it of what I regard as a false transference relationship. With
great intensity and clarity, the patient may reveal, through transference-like references
about the analyst, some of the deepest secrets not only of his neurosis but of its
genesis. This pseudotransference, too good to be true, is almost sure to be nothing more
than the patient's attempt to deal with the new situation: as completely as he can, he
goes through, in respect to the person of the analyst, the entire spectrum of his various
patterns of behavior. If, as it is easy to do, the analyst overlooks the likelihood that
the patient's relationship with him at this time is real and that almost everything said
about it is best related to this reality, analysis may get off to a very bad start. And
if, as is even easier to do, the analyst interprets the genetic meanings of the openly
exposed material, a good transference relationship may be seriously delayed and a workable
transference neurosis may never appear. Even after initial reality has had time to fade,
reality may continue to intrude in ways that are very hard to detect and that are very
troublesome.
One of the most serious problems of analysis is the very substantial
help which the patient receives directly from the analyst and the analytic situation. For
many a patient, the analyst in the analytic situation is in fact the most stable,
reasonable, wise, and understanding person he has ever met, and the setting in which they
meet may actually be the most honest, open, direct and regular relationship he has ever
experienced. Added to this is the considerable helpfulness to him of being able to clarify
his life story, confess his guilt, express his ambitions, and explore his confusions.
Further real help comes from the learning-about-life accruing from the analyst's skilled
questions, observations, and interpretations. Taken altogether, the total real value
to the patient of the analytic situation can easily be immense. The trouble with this kind
of help is that if it goes on and on, it may have such a real, direct, and continuing
impact upon the patient that he can never get deeply enough involved in transference
situations to allow him to resolve or even to become acquainted with his most crippling
internal difficulties. The trouble in a sense is that the direct nonanalytical helpfulness
of the analytic situation is far too good! The trouble also is that we as analysts
apparently cannot resist the seductiveness of being directly helpful, and this, when
combined with the compelling assumption that helpfulness is bound to be good, permits us
to credit patient improvement to "analysis" when more properly it should often
be recognized as being the result of the patient's using us, and the analytic situation,
as model, preceptor, and supporter in dealing practically with his immediate problems.
Gross examples of this kind of reality-caused problem are common: a
neurotically inept medical student who was able to stay in school for four years and
graduate only because of the literal day-by-day support he took from visits to his
analyst; a man with an unstable hold on his business whose analysis became little more
than a source of real support needed to keep his business intact; and a woman whose
analysis was almost completely absorbed in using it to keep a teetering marriage from
collapsing. In none of these patients did an)- significant transference relationship
develop. Instead, they clung to their actual dependence upon the analyst and the analytic
situation. Because this problem so often goes unrecognized, and because even when
recognized it is not sufficiently dealt with, this kind of usefulness may be one of the
major reasons why analysis fails.
Perhaps I should mention one more difficult-to-handle intrusion of
reality into the analysis. This is the definitive and final interruption of the
transference neurosis caused by the reality of termination. Here, in a sense, the
situation is reversed and the intrusion is analytically desirable, since ideally the
impact of the reality of impending and certain termination is used to facilitate the
resolution of the transference. As with the resolution of earlier episodes of transference
neurosis, this final one is brought about principally by the analyst's interpretations and
reconstructions. As these take effect, the transference neurosis and, hopefully, along
with it the original neurosis is resolved. This final resolution, however, which is much
more comprehensive, is usually very difficult and may not come about at all without the
help of the reality of termination. Accordingly, any attenuation of the ending, such as
tapering off or casual or tentative stopping, should be expected to stand in the way of an
effective resolution of the transference. Yet, it seems to me, this is what most commonly
happens to an ending, and because of this a great many patients may lose the potentially
great benefit of a thorough resolution and are forever after left suspended in the net of
unresolved transference.
Yet, slurring over a rigorous termination seems understandable. As
difficult as transference neurosis may be on the analyst at other times, this ending
period, if rigorously carried out, simply has to be the period of his greatest emotional
strain. There can surely be no more likely time for an analyst to surrender his analytic
position and, responding to his own transference, become personally involved with his
patient than during the process of separating from a long and self-restrained
relationship. Accordingly, it may be better to slur over the ending lightly than to
mishandle it in an attempt to be rigorous.
SOME SPECIAL TRANSFERENCE DIFFICULTIES IN THE CASE OF NEGATIVE, DESTRUCTIVE
TENDENCIES
Various other difficulties with transference, both in its development and in its
analysis, occur, as we all know, in respect to the nature of different forms of illness,
e.g., acting out, psychosis, character disorders, etc.' But rather than discuss particular
situations such as these, I would like to consider a different kind of difficulty, one
which I think casts a very dark shadow on all transference manifestations and which may
therefore be a severely limiting factor in analytic work generally.
This limiting factor, which may be universal, is the apparent inability
of transference to reproduce with any verity the full range of man's negative, destructive
tendencies. In contrast to libidinal drives, even the mildest and commonest negative ones
seem to run into a good deal of trouble finding their way into the transference, ending up
at best as wishes, feelings, and fantasies, while the more robust varieties, those
involving literal destructive acts, seem to stand little chance of entering the
transference at all.
The question why this limitation exists is not easy to answer. One
suggestion, speculative to be sure, but nonetheless seeming to be worth serious
consideration, is that negative, destructive tendencies are derivatives of a "death
instinct" and as such are bound, not by ordinary principles of mental functioning,
but by whatever principles do govern this elusive concept. Unfortunately, I believe,
little study is being devoted to clarifying this important issue. Most analysts seem to
have turned their back on the death instinct and on Freud's attempts to explore it. Many
of us, with some logic, explain away our disinterest on grounds that the death instinct is
a biological and not a psychological concept and therefore is not within our province.
Another somewhat less logical but perhaps more significant reason for
our shying away from the death instinct is that analysts seem to shy away from everything
touching on violence, destruction, and death. In our developmental theory, for instance,
we prefer to regard the concepts of "killing of the parents" and "sexual
union with the parents" as more or less antithetical equals, each suffering much the
same fate at the instance of the ego's resolution of the Oedipus complex. In this way we
are able to gloss over the differences between the two concepts and to avoid facing the
apparent fact that, while the ego's oedipal impact does make it possible later on in life
for sexual union to be normally carried out with a substitute for the parents, it does not
make it possible for killing to be carried out normally at all. That there is no norm for
whatever the killing drive consists of is not an insignificant matter. Most of us, of
course, try to get around this difficulty by means of the somewhat fuzzy assumption that
oedipal events do convert the killing drive into a much nicer one called aggression, which
we regard as normal. Our accepting this rather broad assumption makes it easy to ignore
the possibility that man's tendency to kill may not be basically changed by oedipal
events, and to ignore the likelihood that whatever control the ego does have over violent
tendencies is somewhat tenuous. Perhaps the most surprising thing we ignore is the
overwhelming evidence of how uncertain the ego's control is, viz., the tremendous
outbursts of violence that surround us in our daily life.
Even our analytic language, which leans heavily on euphemisms, seems
designed to ignore the reality of destruction. We tend to use words like
"negative," "aggressive," and "hostile" in describing
patient behavior that may have caused actual damage. Or we speak of angry feelings, murder
fantasies, castration wishes, and death wishes in respect to a patient's determined
attempt to cause harm. To me, this language always seems at least once removed from what
we are actually dealing with, or should be dealing with.
The inappropriateness of our language came home to me one day with a
patient who, as we say so nicely, liked to "castrate" men. While listening to
her describe some extreme behavior of this kind, I suddenly asked myself the question,
What would I call this behavior outside of analysis? The answer was easy. I would call it
vicious and destructive. So I told the patient what I had been thinking. She was shocked
by these terms, but she admitted that the euphemisms we usually used had made it very easy
for her to ignore the literal harm caused by her behavior.
In addition to failing to recognize a patient's violent intentions and
actions for what they are, analysts sometimes further obscure the situation by regularly
discouraging a patient from allowing his anger to deepen to the stage where its basic
violent quality is unmistakable. Some of us sense a: patient's "negative
feelings" or "hostility" so accurately, and draw his attention to it so
quickly, that nothing but superficial use can be made of it. Or when angry accusations do
come from the patient, we nip them off too prematurely and may even couch our
interpretations in just the right way to clear ourselves of the accusations.
Similarly, when a patient behaves violently in his daily life and
reports this to us, we tend to get uneasy, and, although we may not tell him to stop, we
may directly warn him of the consequences, or in our interpretations may feel compelled to
add a subtle warning or in some way to introduce a suppressive note.
Why, one has to wonder, is this suppression needed? Is it because we
all sense the limited extent to which actual destructive tendencies can enter into the
transference neurosis, and thus the limited extent of their analyzability? Is this
incapacity perhaps what we refer to when we say, as we commonly do, in the case of
incompletely analyzed patients, that certain key aspects of their neurosis simply did not
arise in the transference?
Was this, I wonder, the particular concept of transference which Freud
had gradually come around to and which was responsible, especially in "Analysis
Terminable and Interminable," for his becoming so cautious and pessimistic about the
mobilization and analysis of negative elements? Is this why he said of Ferenczi that even
if latent negative feelings could have been aroused, it would probably not have been wise
to do so? Should we, therefore, if we are to follow the line Freud seems to have taken,
consider discarding altogether his 1905 statement, "In psychoanalysis . . . all the
patient's tendencies, including hostile ones, are aroused; they are then turned to account
for the purposes of the analysis by being made conscious, and in this way the transference
is constantly being destroyed" (p. 117)? Or should we, while acknowledging the known
and suspected limitations, nevertheless continue to search for evidence of significant
negative representation in the transference? And, in doing this, should we perhaps concern
ourselves not merely with watered-down versions of violence, such as aggressiveness,
negative feelings, hostility, anger, etc., but with harmful actions, particularly actions
directed against the analyst?
Tentatively I would like to suggest what may be a rather common but
generally unacknowledged way in which patients attempt to cause the analyst harm, and
perhaps succeed at it more often than we think. This is to convert some element of the
analytic situation into a weapon to use against the analyst. That a patient does use his
analysis to attack and to injure others, especially his family, is well known. That he
would try to injure the analyst by the same means should not be surprising. He has to use
what is available to him, and the various elements of the analytic situation are about all
he has.
Most suited to be used as weapons, I should think, are a patient's
resistances. Almost any aspect of analysis can be used as a resistance, and almost any
resistance carried a step further can be used as a more or less effective weapon. This
further step is usually taken only after analysis is well along, and consists of the
patient's clinging so determinedly to some form of behavior that it threatens to engulf
and destroy the entire analysis. Although the resulting stalemate is terribly frustrating
to the analyst, the patient himself is often unperturbed by it, even when it means that
month after month, year after year, he shows no improvement. Typically, the resistance
seems more directed against the fact of analysis than against any specific part of it and
may strikingly lessen or disappear if the analyst, in despair, announces a termination
date.
The best known and most talked-of resistance of this kind is the
so-called negative therapeutic reaction. Such reactions, of course, have been written
about by many authors, and there is probably little to add to what has been said about
them. Except one thing! Rarely have these very serious, very difficult, and very puzzling
reactions been regarded as an attack upon the analyst. Yet, in addition to whatever else
they may mean, this is precisely what many, or even most, of them may be. Why they are not
readily seen in this way is something of a mystery. Every analyst, I suspect, would be
willing to regard these reactions as deadly serious and as imposing severe limitations on
the outcome of even the best analyses. No one, it seems, is unaware that most analytic
patients at some point in their analysis, in varying degrees and in various ways, take an
unconscious but implacable stand against analytic advance, that some patients regularly
and silently undo each step of progress, and that some even seem absolutely bent on
destroying the analysis and with it their chance for various life successes. The
self-destructive aims in such behavior are usually obvious, and it may even be obvious
that along with this behavior the patient is trying, often unconsciously, to hurt the
analyst.
This much seems clear. But it is probably rare for us as analysts to
set our euphemisms aside and to suspect these stalemates, these therapeutically negative
events, of being not merely hostile fantasies, wishes, or reactions, but very real
destructive acts, actual attempts to injure us, the analyst. Is this not indeed probably
the only way a patient can envision actually doing us serious harm? By and large, an
analyst is immune to a patient's simple slings and arrows; they are chaff which the
analyst blows away without being damaged. The patient's coming late, his delayed fee
payments, his withholding of material, his carping criticisms, his open anger, his
demands, his teasing, his acting out, even his outright quitting, are all, at most,
irritating or unpleasant. But this other thing is different. The patient's largely
unconscious determination to make the analysis go nowhere, his slow, often silent, and
secret undermining of the analyst's every more, is not merely irritating, it hits the
analyst in the very center of his functional life, and it may cause harm.
Peculiarly, although often sensing frustration, many of us do not
suspect such resistances of being a personal attack. Perhaps, if we did, we would be in a
better position to deal with them. That is to say, when, as I believe happens, resistances
are used to attack the analyst, it would seem to follow that, in order to discover the
neurotic meaning of these resistances, we must first discover and analyze their current
"transference" use. Doing this would seem to begin by confronting the patient
with what he is doing. I choose the word "confront" in place of
"interpret" for the same reason that I prefer "destructive" and
"harmful" to "hostile" and "negative," viz., to move from
the concept of wish to the concept of deed, from hostile feelings to hostile acts. In my
experience, resolving this destructive situation depends upon speaking of it directly,
even assertively, in terms of action.
The patient's initial reaction to this confrontation depends upon many
variables. A common reaction is a verbal attack in return, an attack which, perhaps for
the first time, contains an injurious intent that is unmistakable to both patient and
analyst. Sometimes the reaction is dramatic. One patient responded by telling me, with
some wonderment in his voice, that for several weeks he had been carrying a gun in his
car. Whatever the response, it will no doubt be a welcome relief, for the patient as well
as for the analyst, from what has probably been a monotonous, many-months-long stalemate.
Significant success, however, can be counted only if the response leads
to some rather detailed "chapter and verse" discoveries as to how and why the
patient's malicious intent against the analyst was actually developed and carried out.
This might include gaining some idea of how much the patient's attack was simply a matter
of transference, how much it was caused by the analysis mobilizing his destructive
impulses, and, finally, how much it was a retaliation for attacks made on him by the
analyst.
Although it is tempting to attribute all occurrences of patient malice
to transference, the opposite consideration is not without appeal. Is it possible that the
ego's internalization of hostile-aggressive drive elements and their per se inclusion in
intrapsychic structure is so limited that in the analytic situation they are represented
more as a reality than as a transference fantasy?
With regard to the effect of the analytic process upon the patient's
negative posture, it is again tempting to make an assumption, viz., the situation should
improve as analysis goes along. It may, however, be just the reverse. The analysis of
neurotic libidinal elements may gradually bring about, through a defusion-like process, a
freeing of hostile-aggressive elements, which may then be increasingly applied to the
analyst and to the analysis itself.
In regard to the third factor, how much the patient's destructive
action is a retaliation, there surely must be many points of view. Ideally, it could be
said, the analyst should do nothing hostile toward the patient. He should not make hostile
remarks, should not phrase his interpretations as attacks, should not be silently hostile,
and so on. Perhaps we can all agree on a policy of this sort, even while also agreeing
that many of us do not always live up to it. Some of us, at least some of the time, do
speak caustically, sarcastically, and accusingly, do put ridicule in our voice, and
sullenness in our silence. Personally, I would be inclined to say that I am not too
concerned about these overt, individually characteristic hostile acts. What concerns me
more about the analyst is something different. To me, the analytic setting, in which the
analyst remains constant as an objective, detached, uninvolved interpreter of the
patient's productions, is almost sure to bring about a silent but significant build-up of
the analyst's own unconscious negative-destructive impulses. As this goes on, the analyst
can rarely avoid putting some of these impulses into action, and, like the patient, the
analyst, being unable to represent these negative feelings fully in his own transference,
will be forced to put them into action and will do so in about the only way available to
him: by using elements of the analytic situation as a weapon. What I come to, then, is the
proposition that a stalemate in the analysis, an implacable resistance, an unchanging
negative therapeutic reaction-anything of this kind should be suspected of consisting of a
silent, secret, but actual destructive act engaged in by both patient and analyst.
In this respect I would refer again to Freud's comments about Ferenczi
in "Analysis Terminable and Interminable," where he implied that the patient's
negative feelings for the analyst could have been mobilized only by an unfriendly act on
the part of the analyst, the inference being, I believe, that the analyst should not say
anything to the patient which might be regarded as unfriendly. My suspicion here is that
we tend to lean too far backward on this issue, so far backward that our not confronting
the patient becomes in itself not merely an unfriendly act but a destructive one. By not
confronting the patient with the actuality of the patient's secret, silent obstruction of
analytic progress, the analyst himself silently introduces even greater obstructions.
I suppose what I am saying is that, to me, analysis, especially as it
concerns negative destructive elements, is not merely an intellectual or an emotional
experience; rather, it is as well a conflict, a conflict starting out within the patient's
neurosis as an intrapsychic event and gradually becoming a conflict within the analytic
situation. Only then, only when the analytic situation becomes, in a sense, an adversary
situation, should we expect the kind of transference neurosis to develop that can admit to
it a representation of destructive impulses strong enough and faithful enough to permit
this aspect of the patient's neurosis to be effectively analyzed.
I do not mean by this that analysts should fight with their patients.
Nor do I mean that an adversary situation per se is good. What I do mean is something
rather different. I am referring specifically to the patient's intrapsychic neurotic life.
In it, expectably, are many destructive elements. These elements, as I think many of us
would assume, do not remain or perhaps do not even exist in isolation. They are engaged
with other destructive elements, either as protagonist or antagonist or as both, to form
an organized intrapsychic conflict. This organized conflict, which might be regarded more
accurately as an adversary situation, seems to constitute a unitary neurotic structure
and, as such, I believe, seems to stand a chance of finding representation in the
transference neurosis. If it does, it should be expected to appear there as an adversary
situation between patient and analyst. This is what I mean when I say that perhaps only
when the analytic situation becomes an adversary situation should we suspect that a
transference neurosis adequate enough to represent destructive impulses has developed.
In order for such a transference neurosis to come about, the analyst,
through the analytic process, must somehow enable the patient to extend his intrapsychic
conflicts to include the analyst. Whereupon the analyst becomes protagonist and the
patient antagonist, or vice versa, in a real conflict within the analysis. In this way,
through the patient's attributing one of the two or more adversary positions to the
analyst, and through the patient's then being able to espouse more single-mindedly the
opposing position, the patient's negative-hostile-destructive forces are likely to achieve
a more personal, current, powerful, and real quality, a quality that hopefully makes them
amenable to analysis.
In order for this to happen, I am tempted to believe, the analyst's own
transference involvement is necessary. For one thing, his own transference may be the
factor that enables him to accept an adversary role in the patient's neurosis. For
another, it may be that only through the analyst's insight into his own
"destructive" transference involvement can he understand and analyze the
patient's destructive forces. The first thing he will be able to understand, I should
think, is that the patient's literal attacks upon him, the patient's literal attempts to
destroy the analyst, probably represent in the transference neurosis the patient's own
intrapsychic destructive struggles, the patient's own attempts to destroy certain aspects
of himself, and his own equally destructive attempts to preserve himself and instead to
destroy others.
The analyst, at this point of his understanding, will recognize most
clearly that the patient's internal destructive forces are organized as an intrapsychic
adversary situation, an organization which, with some success and some failure, and
perhaps at great expense, has prevented these destructive forces from completely
annihilating either himself or others.
To say that the development and analysis of a transference neurosis of
this kind is the hardest part of analysis seems believable. For it to happen at all, I
feel sure, requires major contributions from both analyst and patient. From the analyst it
requires great perseverance, and, despite how tangled and acerbic and hopeless the
analysis may seem to get, it requires rather strict adherence to the principles of the
analytic method. There is nothing the analyst can do to deliberately create an adversary
situation. He can only not stand in the patient's way. It is the patient's business to
bring his adversary situation in to the analysis. This is what is required of him-that he
do what, hopefully, the analytic situation permits him naturally to do.
When the transference neurosis does develop, neither patient nor
analyst may realize for awhile that it has. What they will realize, very likely, is only
that the analysis has been caught up in a stalemate, a negative therapeutic reaction, a
strong immovable resistance, or in some other seemingly impossible negative struggle
between patient and analyst. Hopefully, this struggle will eventually be recognized as a
transference neurosis, as a re-enactment in the transference of various destructive
elements of the patient's neurosis, a re-enactment in which unconscious destructive acts
of the analyst are likely to be involved.
This dark and ominous time, when both patient and analyst are about
ready to call it quits, is, according to my thesis, perhaps the only kind of transference
in which the patient's most deeply destructive impulses may be analyzable. If, as is
sometimes possible, the analyst is able to work his way through this tremendously
difficult, anger-laden impasse, the most effective, enduring analytical progress may be
made.
CLOSING REMARKS: NOTES ON TRANSFERENCE AS AN EGO FUNCTION
The foregoing, on one score at least, brings me around to the paper's
introduction and impels me to close the paper by commenting again on two ideas I opened
with: the notion that an analyst's transference reactions are essential to the analyzing
process, and the notion that transference is an ego function. Boiled down, these two ideas
seem but one: if the analyst's transference is essential to the analyzing process, it
could hardly be thought of as anything other than an ego function; and, conversely, if
transference is an ego function, the analyst's transference would have to be seen as
essential to his analyzing activity.
As to the nature of transference, there has never been much popular
support for its designation as a regular function of the ego. This turn of affairs is
somewhat surprising in view of Freud's early comments, especially in the Dora case (1905),
where his description of transference was of a kind that could be reasonably attributed
only to the ego. Perhaps failure to make this attribution is a consequence of our rather
complete dependence upon transference in conducting clinical analysis. This dependence
understandably may have established transference so securely as a technique that the
analyst has seldom given himself the opportunity to wonder about its nature as a
phenomenon, or about which agency of the mind it works with or belongs to. When these
questions do come to mind, however, it is extremely difficult, for me at least, to escape
the idea that transference must be regarded as one of the ego's principal structures, a
very special, very powerful, and possibly even a very basic ego apparatus. Most remarkable
is the closeness of its relationship to the drives. This closeness, amounting almost to an
alliance with the drives, may make it possible, although seemingly paradoxical, to think
of transference as being the ego's main anti-repressive device. Such anti-repressive
action, so clearly exemplified by the usefulness of transference in analysis, may be seen
as the power which in a general sense endows the ego with its crucial capacity to evoke,
maintain, and put to use the past-in-the present. It may also be this anti-repressive
force that enables transference to activate and expedite other parts of the ego,
particularly, it would seem, the ego's conflict-free givens and its differentiating,
synthesizing, and creative capacities.
If this is correct, if transference is indeed to be regarded as a
significant ego function, a number of inferences are rather obvious. One is that analysis
does not "cause" transference. Yet, although not caused by analysis,
transference as it occurs in analysis does seem unique. What is unique, however, may not
be transference itself but rather the effect upon transference of the unique conditions of
the analytic situation. These conditions may affect most strongly such things as the
choice of content of transference reactions, the intensity of these reactions, their
exclusiveness, and their sharp focus on the person of the analyst. Although, as a result
of these conditions, transference developments in analysis may differ from those occurring
elsewhere, this does not mean that in analysis transference as a function is any
different.
Another rather obvious inference, following from the first, is that
transference can never be resolved. The content may be, but not the function. Through
analysis, the symptomatic, neurotic, and historical complexes which have been brought into
the transference may be resolved, but not the function itself. The function of
transference, like other functions of the ego, may be affected by analysis in many ways,
but it never goes away.
Still another inference is a general one concerning transference and
the analyst. If transference is to be regarded as an ever active ego function, then the
analyst's transference goes on all the time too, just like the patient's, and despite what
he might wish to think, his transference has not been resolved in his own analysis.
Admittedly the impact of the analytic situation upon the analyst is vastly different from
what it is upon the patient, but many aspects of that situation do favor development in
the analyst of transference reactions involving his patient. This does not mean, however,
that it would be correct to believe the analyst should attempt to inhibit his transference
function, much less disavow it. Yet, what the analyst should do about his own transference
is a question that has never been significantly pondered over. Aside from my belief that
the analyst's transference is remarkably useful in the process of analyzing and may even
be essential for certain aspects of analysis, what can be said?
Would it be wrong, I wonder, to propose that this ego function be dealt
with in the same way the analyst deals with his other ego functions? Just as the analyst
must consciously regulate his responses to other functions in order to create and sustain
the analytic situation, should he not also regulate his responses to his transference
activity? This does not mean, I should think, that the analyst must decide either whether
or when a transference reaction to his patient exists. Such an attempt is beside the point
on at least two counts. For one thing, significant transference reactions are usually not
conscious; and, for another, transference activity in some form is always going on.
In view of these considerations, the simplest position for the analyst
to take, and the one most likely to be helpful, may be to assume that all feelings and
reactions of the analyst concerning the patient are prima-facie evidence of the
analyst's transference. Under this arrangement every feeling of warmth, pity, sadness,
anger, hope, excitement, even interest; every feeling of coldness, indifference,
disinterest, boredom, impatience, discouragement; and every absence of feeling, should be
assumed to contain significant elements of the analyst's transference as focused on the
patient. This would mean, essentially, that everything arising in the analyst about his
patient is assumed to be part of the substance of analysis, that nothing represents merely
the analyst's "real" reaction to his patient, and that especially when something
seems most real it can be counted on to contain important aspects of the analyst's
transference.
Were the analyst to take this rather imperative view of his own
transference potential, he might be much more likely to remain abreast of the personal,
neurotic meanings of the myriad but often subtle reactions and attitudes he develops
toward his patient. This in turn might make it possible for him at least to keep his
transference out of the patient's way and hopefully to use it to further the analysis.
The final inference I want to draw from all this is perhaps the most
promising. This is that transference, if it indeed belongs to the family of ego functions,
can be counted on to possess many of this family's characteristics. Thus, presently
existing knowledge about the ego should provide many ready-made leads as to the nature of
transference. The ego's ways of reality testing, for instance, its responses to internal
and external stimuli, its uses of defense mechanisms, may all reveal much about the basic
phenomenology of transference. Similarly, much may be surmised about transference's
functional vicissitudes by assuming that transference suffers the same general
developmental and neurotic deficiencies, distortions, limitations, and fixations to which
various other functions of the ego are susceptible. A particularly important study would
seem to be the special strengths of transference functioning, especially its way of
joining with other agencies to serve and facilitate the individual's idiosyncratic
interests and developments. Such a study, for instance, might center on the ego's object
relations with reference to the question of whether transference is the ego function
mainly responsible for their development.
Viewing transference in this way as an ego function means, of course,
relinquishing certain elements of our existing viewpoints. One prominent feature of these
existing viewpoints, no matter what form they take, is how hard they are to define or even
to elicit. Another is how unquestioning we seem to be about the viewpoints we grew up
with, how easily we assume transference to be but a therapeutically helpful given, an
isolated psychological event having little to do with other psychological events, and,
except in the analytic situation, to be lacking useful purpose. Assigned, without even
wondering why, to neither ego nor id, it is usually dropped somewhere in between. Labeled
but rarely described, it is most commonly called a projection or a repetition of the past,
neither of them labels of great distinction.
Nevertheless, no matter how inadequate the form in which transference
presently exists, it is a form that is deeply entrenched and that does not beg for change.
Accordingly, wresting transference from its syntonic limbo is not likely to be easy and
may be impossible; but doing so, bringing it out into open view where it can be
contemplated as a major member of the ego family, is to me an utterly fascinating
prospect, one that permits me to see transference not only as the best tool clinical
analysis has, but possibly the best tool the ego has. It well may be, as Freud suggested,
the basis of all human relationships and, as I have suggested, may be involved in all the
ego's differentiating, integrative, and creative capacities. It is these aspects of
transference that offer the most exciting questions, and it is with these questions that I
wish to close my paper.
NOTES
1. Ten years later in "Transference-Love" (1915) Freud again makes the same
point: ". . . the only really serious difficulties he [the analyst] has to meet lie
in the management of the transference" (p. 159).
2. In two papers (Bird, 1954 and 1957) I have described some of the transference
difficulties met with in a specific, narcissistic form of acting out.
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